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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-05 |
| CO | RA | APPROVED | 2023-06-02 |
| IL | RA | APPROVED | 2023-06-02 |
| PA | RA | APPROVED | 2023-06-02 |
| RI | RA | APPROVED | 2023-06-02 |
| IN | RA | APPROVED | 2023-06-01 |
| MD | RA | APPROVED | 2023-06-01 |
| NC | RA | APPROVED | 2023-06-01 |
| WA | RA | APPROVED | 2023-06-01 |
| MI | RA | APPROVED | 2023-05-17 |
Branch Locations
3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Lansing | MI | 01/2013 | 11/2016 |
| Princor Financial Services Corp | Lansing | MI | 01/2013 | 11/2016 |
| The Centennial Group | Lansing | MI | 01/2013 | 11/2016 |
| Washington Avenue Advisors | Lansing | MI | 02/2016 | 11/2016 |
| Sigma Financial Corporation | Ann Arbor | MI | 11/2016 | Present |
| Spc | Ann Arbor | MI | 11/2016 | Present |
| Lpl Financial Llc | East Lansing | MI | 05/2023 | Present |
1. 05/22/2023 - Diversified Portfolio Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2016 - 40 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% 2. 06/09/2023 - Sempsrott, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 5/1/2018 - Time Spent 100% 3. 06/09/2023 - Diversified Portfolio Wealth Management LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 11/1/2016 - 5 Hours Per Month/5 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
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