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Kirk Anthony Sempsrott

LPl Financial LLC

East Lansing, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-05
CO RA APPROVED 2023-06-02
IL RA APPROVED 2023-06-02
PA RA APPROVED 2023-06-02
RI RA APPROVED 2023-06-02
IN RA APPROVED 2023-06-01
MD RA APPROVED 2023-06-01
NC RA APPROVED 2023-06-01
WA RA APPROVED 2023-06-01
MI RA APPROVED 2023-05-17
  • IA RA
    APPROVED
    Since 2023-06-05
  • CO RA
    APPROVED
    Since 2023-06-02
  • IL RA
    APPROVED
    Since 2023-06-02
  • PA RA
    APPROVED
    Since 2023-06-02
  • RI RA
    APPROVED
    Since 2023-06-02
  • IN RA
    APPROVED
    Since 2023-06-01
  • MD RA
    APPROVED
    Since 2023-06-01
  • NC RA
    APPROVED
    Since 2023-06-01
  • WA RA
    APPROVED
    Since 2023-06-01
  • MI RA
    APPROVED
    Since 2023-05-17

Branch Locations

3444 E Lake Lansing Rd, East Lansing, MI 48823-1511 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Lansing MI 01/2013 11/2016
Princor Financial Services Corp Lansing MI 01/2013 11/2016
The Centennial Group Lansing MI 01/2013 11/2016
Washington Avenue Advisors Lansing MI 02/2016 11/2016
Sigma Financial Corporation Ann Arbor MI 11/2016 Present
Spc Ann Arbor MI 11/2016 Present
Lpl Financial Llc East Lansing MI 05/2023 Present
  • 01/2013 → 11/2016
    Principal Life Ins Co
    Lansing, MI
  • 01/2013 → 11/2016
    Princor Financial Services Corp
    Lansing, MI
  • 01/2013 → 11/2016
    The Centennial Group
    Lansing, MI
  • 02/2016 → 11/2016
    Washington Avenue Advisors
    Lansing, MI
  • 11/2016 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 11/2016 → Present
    Ann Arbor, MI
  • 05/2023 → Present
    East Lansing, MI
Previous Registrations
  • 2016-11-21 → 2023-05-15
    East Lansing, MI
    Ann Arbor, MI
  • 2013-02-14 → 2016-12-07
    Lansing, MI
  • 2010-02-05 → 2013-02-14
    Securian Financial Services, Inc.
    Lansing, MI
Other Businesses

1. 05/22/2023 - Diversified Portfolio Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/01/2016 - 40 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% 2. 06/09/2023 - Sempsrott, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 5/1/2018 - Time Spent 100% 3. 06/09/2023 - Diversified Portfolio Wealth Management LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 11/1/2016 - 5 Hours Per Month/5 Hours During Securities Trading - Time Spent 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
  • S66 Uniform Combined State Law Examination
    2008-01-28

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