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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-01
  • TX RA
    APPROVED
    Since 2020-07-01

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Southlake, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Dallas TX 09/2016 06/2020
Unemployed Southlake TX 05/2015 09/2016
Ubs Financial Services Inc Houston TX 07/2020 Present
Previous Registrations
Other Businesses

(1)ANGELA AROLFO / SOUTHLAKE, TX / NOT INVESTMENT-RELATED / REAL ESTATE / REAL ESTATE TRANSACTIONS PERSONAL USE ONLY /REAL ESTATE BROKER / START DATE 09/13/2005. (2)NAME OF ENTITY: Angela Arolfo. ADDRESS OF BUSINESS: Personal Residence. BUSINESS DESCRIPTIONS: Real Estate Broker License. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 09/15/16. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Sole Proprietor. DUTIES PERFORMED: Buy or Sell Real estate for personal use. HOURS DEVOTED TO THIS OBA PER MONTH: None. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-05
  • S66 Uniform Combined State Law Examination
    2008-10-05
Other Names
  • Angela Arolfo

View on SEC IAPD

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