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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-24 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons Llc | Kevil | KY | 02/2009 | Present |
| Robert W. Baird & Co. Incorporated | Kevil | KY | 10/2019 | Present |
2)Crawford Lake Hunt Club, not investment-related, hunting and fishing club, member/manager, 0 hrs/month, duties include helping to file a tax return on the club each year. 3)Farm Jointly Owned, not investment-related, co-owner of farm land, 0 hrs/month, duties include own farm land and share in expenses and proceeds from grain sold. Name/Address: Gobbles and Grunts, LLC 13405 Brockman Rd Kevil KY 42053 Start date: 6/1/20 Hours spent: 0-2 hours/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Propreiter Farmland, Landlord Non Investment related Name/Address: Rental Property / 8070 Carneal Rd, West Paducah, KY 42086 Start Date: Mar 27, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property / 8300 Sawyer Brown Rd Q304 Start Date: 2/24/25 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-09 |
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