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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-24
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2022-01-24
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

4730 Village Square Drive Suite 110, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons Llc Kevil KY 02/2009 Present
Robert W. Baird & Co. Incorporated Kevil KY 10/2019 Present
Previous Registrations
  • 2009-02-06 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Kevil, KY
    Louisville, KY
    Louisville, KY
  • 2006-08-16 → 2009-02-12
    Woodbury Financial Services, Inc.
    Kevil, KY
    Kevil, KY
Other Businesses

2)Crawford Lake Hunt Club, not investment-related, hunting and fishing club, member/manager, 0 hrs/month, duties include helping to file a tax return on the club each year. 3)Farm Jointly Owned, not investment-related, co-owner of farm land, 0 hrs/month, duties include own farm land and share in expenses and proceeds from grain sold. Name/Address: Gobbles and Grunts, LLC 13405 Brockman Rd Kevil KY 42053 Start date: 6/1/20 Hours spent: 0-2 hours/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Propreiter Farmland, Landlord Non Investment related Name/Address: Rental Property / 8070 Carneal Rd, West Paducah, KY 42086 Start Date: Mar 27, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property / 8300 Sawyer Brown Rd Q304 Start Date: 2/24/25 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-03
S63 Uniform Securities Agent State Law Examination 2000-06-09
  • S66 Uniform Combined State Law Examination
    2006-08-03
  • S63 Uniform Securities Agent State Law Examination
    2000-06-09

View on SEC IAPD

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