Michael A Cozad

Current Employers

Employment History

• 10/2007 → Present
  Smith, Moses & Cozad, Llc
  Beavercreek, OH
• 07/2010 → 11/2023
  Fsc Securities
  Beavercreek, OH
• 11/2023 → Present
  Osaic Wealth, Inc.
  Beavercreek, OH

Previous Registrations

• 2010-12-22 → 2023-11-03
  Fsc Securities Corporation
  Beavercreek, OH

Other Businesses

1) SMITH, MOSES & COZAD, LLC, C/O DAVID A. SMITH, CFP(R),INVESTMENT-RELATED 2149 N. FAIRFIELD ROAD, SUITE B,BEAVERCREEK, OH 45431, NATURE: FINANCIAL PLANNING, INVESTMENT MANAGEMENT, POSITION: ASSOCIATE, START DATE: 10/2007 HRS/MONTH: 84-128, HRS DURING SECURITIES TRADING HOURS: ALL WHEN MARKET IS OPEN (9:30 A.M.-4:00 P.M.), DESCRIPTION: Client meetings, trading, investment management, retirement planning, tax planning, estate planning, insurance, and other faucets of financial planning . 2) DURABLE POWER OF ATTORNEY POSITION: Power of Attorney NATURE: n/a INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2013 ADDRESS: 605 Conifer Trail, Bellbrook OH 45305, United States DESCRIPTION: In 2013, my wife executed a durable power of attorney naming me as her POA. The POA authorization includes authorization for me to engage, as POA, such activities that include, but are not limited to, real estate transactions, stock and bond transactions, financial institution transactions, insurance and annuity transactions, and retirement plan transactions. 3) MICHAEL A. COZAD POSITION: Sole Proprietorship NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/04/2011 ADDRESS: 2149 N. Fairfield Road, Suite B, Beavercreek OH 45431, United States DESCRIPTION: Provide quotes and offer insurance through Osaic strategic brokerage partners such as Highland, Crump, and Vanbridge and I am paid through Osaic. 4) SMITH COZAD, LLC POSITION: Vice President & Treasurer NATURE: LLC taxed as partnership INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2026 ADDRESS: 2149 N. Fairfield Rd., Ste B, Beavercreek OH 45431, United States DESCRIPTION: As VP, oversee daily operations. As Treasurer, oversee cash flow and liquidity, budgeting, forecasting, paying expenses and reimbursements. Signing authority on bank account and credit card.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-06

Designations

Other Names

• Michael Allen Cozad
• Michael Allen Cozad