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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2013-01-08 |
| IL | RA | APPROVED | 2011-07-05 |
| CA | RA | APPROVED | 2011-06-30 |
| FL | RA | APPROVED | 2011-06-30 |
| NJ | RA | APPROVED | 2011-06-29 |
| AL | RA | APPROVED | 2009-03-17 |
| GA | RA | APPROVED | 2009-03-17 |
Branch Locations
Birmingham, AL • United States
6801 Cahaba Valley Road Suite 206, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. Smith Lanier | Birmingham | AL | 01/2008 | 06/2022 |
| Osaic Wealth, Inc. | Birmingham | AL | 02/2008 | Present |
1. ADVO(K)ATE ADVISORS, LLC POSITION: Principal NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/13/2022 ADDRESS: 6801 Cahaba Valley Road, Suite 206, Birmingham AL 35222, United States DESCRIPTION: Advo(k)ate Advisors is our DBA name for our Osaic (formerly known as Royal Alliance Associates) branch office.We also run payroll and benefits through this entity. 2. ADVO(K)ATE TECHNOLOGY, LLC POSITION: Partner NATURE: This business is an LLC. It develops technology, platforms and software to aid in the service of employer-sponsoredretirement plans. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2026 ADDRESS: 6801 Cahaba Valley Road, Suite 206, Birmingham AL 35242, United States DESCRIPTION: I evaluate and provide input on the direction of this business. I am involved with strategic planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-18 |
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