Phillip Andrew Blankenship

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2013-01-08
IL	RA	APPROVED	2011-07-05
CA	RA	APPROVED	2011-06-30
FL	RA	APPROVED	2011-06-30
NJ	RA	APPROVED	2011-06-29
AL	RA	APPROVED	2009-03-17
GA	RA	APPROVED	2009-03-17

MD RA
APPROVED

Since 2013-01-08
IL RA
APPROVED

Since 2011-07-05
CA RA
APPROVED

Since 2011-06-30
FL RA
APPROVED

Since 2011-06-30
NJ RA
APPROVED

Since 2011-06-29
AL RA
APPROVED

Since 2009-03-17
GA RA
APPROVED

Since 2009-03-17

Branch Locations

Birmingham, AL • United States

6801 Cahaba Valley Road Suite 206, Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J. Smith Lanier	Birmingham	AL	01/2008	06/2022
Osaic Wealth, Inc.	Birmingham	AL	02/2008	Present

01/2008 → 06/2022

J. Smith Lanier

Birmingham, AL
02/2008 → Present

Osaic Wealth, Inc.

Birmingham, AL

Other Businesses

1. ADVO(K)ATE ADVISORS, LLC POSITION: Principal NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/13/2022 ADDRESS: 6801 Cahaba Valley Road, Suite 206, Birmingham AL 35222, United States DESCRIPTION: Advo(k)ate Advisors is our DBA name for our Osaic (formerly known as Royal Alliance Associates) branch office.We also run payroll and benefits through this entity. 2. ADVO(K)ATE TECHNOLOGY, LLC POSITION: Partner NATURE: This business is an LLC. It develops technology, platforms and software to aid in the service of employer-sponsoredretirement plans. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/22/2026 ADDRESS: 6801 Cahaba Valley Road, Suite 206, Birmingham AL 35242, United States DESCRIPTION: I evaluate and provide input on the direction of this business. I am involved with strategic planning.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-09-11
S63	Uniform Securities Agent State Law Examination	2008-04-18

S65 Uniform Investment Adviser Law Examination

2008-09-11
S63 Uniform Securities Agent State Law Examination

2008-04-18

View on SEC IAPD