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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-19 |
| MT | RA | APPROVED | 2025-07-23 |
| CO | RA | APPROVED | 2024-05-29 |
| MD | RA | APPROVED | 2024-03-12 |
| PA | RA | APPROVED | 2024-02-13 |
| OK | RA | APPROVED | 2023-09-07 |
| NJ | RA | APPROVED | 2022-08-03 |
| FL | RA | APPROVED | 2021-09-22 |
| NY | RA | APPROVED | 2021-04-16 |
| WA | RA | APPROVED | 2021-02-11 |
| NH | RA | APPROVED | 2020-08-24 |
| NV | RA | APPROVED | 2020-04-14 |
| MN | RA | APPROVED | 2019-07-18 |
| AZ | RA | APPROVED | 2017-05-17 |
| TX | RA | APPROVED_RES | 2015-03-06 |
| VA | RA | APPROVED | 2014-04-29 |
| CA | RA | APPROVED | 2013-10-28 |
| HI | RA | APPROVED | 2008-05-01 |
Branch Locations
355 Hukilike Street Suite 204, Kahului, HI 96732 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Honolulu | HI | 11/2007 | Present |
| Guardian Life Insurance Company Of America | Honolulu | HI | 10/2007 | Present |
1. Stiller Group-rent out two houses in Hawaii to tenants,. Start: 05/01/2012, Address: 98-1362 Kaonohi St. Aiea HI 96707, 0 total hours per month, Less than 10% annual compensation, Investment related, 2. Hive Network-This is a networking group I have created. The purpose is to develop relationships within the group and get introduced to potential clients, Start: 04/15/2015, Address: 1031 Maunaihi Pl. #1002 Honolulu, HI 96822, 1 total hour per month, 0 during securities trading hours, No annual compensation, Not investment related, 3. Liberty ID-Solicitation and sales of Liberty ID products, Start: 02/13/2017, Address: 355 Hukilike St. #204, Kahului, HI 96732, 0 total hours per month, Less than 10% annual compensation, Not investment related, 4. Physicians Concierge, A DBA for marketing towards medical professionals, Start: 09/01/2019, Address: 355 Hukilike St. #204 Kahului, HI 96732, 1 total hour per month, 1 during securities trading hours, No annual compensation, Investment related, 5. Real Estate-real estate project in California Start: 04/22/2021, Address: 200 A St. Crescent City, CA 95531, 5 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 6. Doctor's Compliance Network-independent contractor for a company helping physician's become more Medicare compliant, Start: 05/02/2022, Address: 29 Kamaiki Circle Kahului, HI 96732, 4 total hours per month, 1-2 during securities trading hours, Investment related, Less than 10% annual compensation, 7. T.F. Stellar Financial Management LLC, Start: 12/1/2022, Address: 29 Kamaiki Circle, Kahului, HI 96732, 0 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 8. Director, Maui Chamber of Commerce, Start: 11/01/2023, Address: 62 North Market Street, #302, Wailuku, Maui, Hawaii 96793, 2 total hours per month, 1 during securities trading hours, No annual compensation, Not investment related 9. Director, J Walter Cameron Center, Start: 11/01/2023, Address: 95 Mahalani St, Wailuku, HI 96793, 2 total hours per month, 1 during securities trading hours, No annual compensation, Not investment related, 10) Insurance other than Guardian, Start date: 10/01/2025, Address: 355 Hukilike St., Suite 204 Kahului, HI 96732 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-19 |
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