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800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-04 |
Branch Locations
800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • United States
800 N. Shoreline Blvd Suite 2200 South, Corpus Christi, TX 78401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-07-24 |
| FL | RA | APPROVED | 2017-07-14 |
| TX | RA | APPROVED | 2011-12-13 |
Branch Locations
800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herndon Plant Oakley Ltd | Corpus Christi | TX | 11/2007 | Present |
| Herndon Plant Oakley, Ltd | Corpus Christi | TX | 12/2011 | Present |
| Oxbow Advisors, Llc | Austin | TX | 01/2012 | 03/2023 |
| Herndon Plant Oakley Insurance Agency Lc | Corpus Christi | TX | 07/2008 | Present |
| Springwater Advisors, Llc | Corpus Christi | TX | 09/2021 | Present |
LIFE INSURANCE AGENT - INDEPENDENT - WRITE POLICIES THROUGH BBA LIFE BROKERAGE (GENERAL AGENT - LOCATED AT 4838 HOLLY RD, #102, CORPUS CHRISTI, TX 78411). RELATIONSHIP BEGAN IN JANUARY 2012. 2 HOURS/MONTH - OFFER TERM, UL & FIXED ANNUITIES TO CLIENTS AS PART OF FINANCIAL PLAN. London ISD Ed. Foundation - Raises funds to support local education-12/14/2023/Non-Investment Related/Corpus Christi, TX AMH LEGACY PROPERTIES, LLC - REAL ESTATE PROPERTY FOR RENTAL INCOME/INVESTMENT RELATED/CORPUS CHRISTI, TX 78414
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-27 |
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