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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-05
  • NY RA
    APPROVED
    Since 2024-07-05

Branch Locations

4 Tower Pl Fl 9, Albany, NY 12203 • United States

125 High St [Support Center], Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 Present
Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST; INV RELATED; WILLISTON, VT; CO-TRUSTEE; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; ASSIST MOTHER ON HER TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-31
S63 Uniform Securities Agent State Law Examination 2000-10-04
  • S65 Uniform Investment Adviser Law Examination
    2020-01-31
  • S63 Uniform Securities Agent State Law Examination
    2000-10-04
Other Names
  • Jennifer Lynn Stewart

View on SEC IAPD

Other Firms

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