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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-05 |
Branch Locations
4 Tower Pl Fl 9, Albany, NY 12203 • United States
125 High St [Support Center], Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
CO-TRUSTEE FOR MOTHER'S TRUST; INV RELATED; WILLISTON, VT; CO-TRUSTEE; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; ASSIST MOTHER ON HER TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-04 |
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