Laurie Christine Allen

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 08/2017
  Axa Advisors, Llc
  New York, NY
• 08/2017 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2008-04-15 → 2017-08-09
  Equitable Advisors, Llc
  Los Angeles, CA
  Las Vegas, NV
  Woodland Hills, CA

Other Businesses

I WILL BE CONDUCTING FIXED INSURANCE, ANNUITY AND LONG TERM CARE BUSINESS THROUGH LAURIE ALLEN WEALTH MANAGEMENT LA WEALTH MANAGEMENT POSITION: CEO NATURE: THis business in an S corp created to be my employer and allow for assignment of 1099 income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2017 ADDRESS: 1240 Rosecrans Ave, Ste 120, Manhattan Beach CA 90266, United States DESCRIPTION: Duties involved in this S corp acting as CEO involve maintaining books, records, minutes and making sure that the corp is registered with the county. PRO BONO FINANCIAL PLANNING POSITION: CFP NATURE: Pro Bono financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/15/2020 ADDRESS: 1632 Aviation Blvd, Ste 120, Redondo Beach, CA 90278 DESCRIPTION: I plan to help people who would not otherwise be clients with areas such as budgeting, Debt management and emergency planning. LA INSURANCE SERVICES POSITION: CEO NATURE: Insurance and annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 175 START DATE: 08/02/2021 ADDRESS: 1632 Aviation Blvd, Ste 120, Redondo Beach, CA 90278 DESCRIPTION: I will be in charge of personal sales and production as well as payroll and 1099 to agents and advisors. JBELA REAL ESTATE HOLDING POSITION: Owner NATURE: Short Term Property Rental INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2022 ADDRESS: 254 Moreno Lane, Sugarloaf, CA 92314 DESCRIPTION: I purchased a cabin in Big Bear, CA and plan to rent it out via Airbnb when I'm unable to use it.Duties include: communicating with spa and house cleaning and guests for check in SMARTVESTORPRO POSITION: NA NATURE: Referral generation INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 1632 Aviation Blvd, Ste 120, Redondo Beach, CA 90278 DESCRIPTION: We call prospective clients, send an email and when appropriate, we create financial plans, manage investment and help them with insurance products. VALOR CHRISTIAN ACADEMY Is Not Investment Related, "525 Earle Lane, , Redondo Beach, CA, 90278, United States", Raising funds for school, Fundraising Coordinator for PTA, 8/1/2024, 10 hours per month, 5 hours per month during trading hours, No Compensation Compensation, DESCRIPTION: "Helping school run jogathon, golf tournament and track parent fundraising commitments for my children's school."

Exams

• S66 Uniform Combined State Law Examination
  2008-04-14

Designations

• Certified Financial Planner

Other Names

• Laurie Christine Allen
• Laurie C Allen
• Laurie C Allen-Raymond