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Anthony Lee Pike

LPl Financial LLC

Orlando, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

6996 Piazza Grande Ave Ste 207, Orlando, FL 32835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rest Insured Orlando FL 09/2003 07/2021
Waddell & Reed, Inc Orlando FL 11/2007 07/2021
Various Insurance Carriers For W & R Insurance Agencies Orlando FL 11/2007 07/2021
Kiwanis Club Of Orlando Orlando FL 08/2008 07/2021
Apopka Vineland Road Landscape Committee Orlando FL 06/2015 07/2021
Lake Rose Ridge Home Owners Association Inc Orlando FL 02/2016 07/2021
Ep Wealth Strategies Orlando FL 11/2018 07/2021
Lpl Financial Llc Orlando FL 07/2021 Present
  • 09/2003 → 07/2021
    Rest Insured
    Orlando, FL
  • 11/2007 → 07/2021
    Waddell & Reed, Inc
    Orlando, FL
  • 11/2007 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Orlando, FL
  • 08/2008 → 07/2021
    Kiwanis Club Of Orlando
    Orlando, FL
  • 06/2015 → 07/2021
    Apopka Vineland Road Landscape Committee
    Orlando, FL
  • 02/2016 → 07/2021
    Lake Rose Ridge Home Owners Association Inc
    Orlando, FL
  • 11/2018 → 07/2021
    Ep Wealth Strategies
    Orlando, FL
  • 07/2021 → Present
    Orlando, FL
Previous Registrations
  • 2008-01-09 → 2021-07-21
    Waddell & Reed
    Maitland, FL
    Tampa, FL
    Charleroi, PA
    Lakeland, FL
    Orlando, FL
Other Businesses

1) 11/2003 - Non-Variable Insurance / Non-Variable Insurance Trails Only Tony Pike / Investment Related / 1% / Orlando, FL 32835 2) 07/2021 - DBA for LPL Business (entity for LPL business) / EP Wealth Strategies / Investment Related / Orlando, FL 32835 3) 01/15/2008 - Business Entity For Tax/Investment Purposes Only / Rest Insured, LLC / Not Investment Related / 1HR/Mo / Orlando, FL 32835

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-04
  • S66 Uniform Combined State Law Examination
    2008-01-04
Other Names
  • Tony Pike

View on SEC IAPD

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