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Nicole Teluk Smykowski

Hsbc Securities (Usa) Inc.

Buffalo, NY

Grand Island, NY

Amherst, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-25
PR RA APPROVED 2023-08-23
ND RA APPROVED 2023-08-21
AK RA APPROVED 2023-08-17
IA RA APPROVED 2023-08-15
LA RA APPROVED 2023-08-15
MT RA APPROVED 2023-08-15
NM RA APPROVED 2023-08-15
NC RA APPROVED 2023-08-15
TX RA APPROVED_RES 2023-08-15
UT RA APPROVED 2023-08-15
AL RA APPROVED 2023-08-14
DE RA APPROVED 2023-08-14
IN RA APPROVED 2023-08-14
KS RA APPROVED 2023-08-14
ME RA APPROVED 2023-08-14
MD RA APPROVED 2023-08-14
VI RA APPROVED 2023-08-14
NY RA APPROVED 2022-11-17
  • GA RA
    APPROVED
    Since 2023-08-25
  • PR RA
    APPROVED
    Since 2023-08-23
  • ND RA
    APPROVED
    Since 2023-08-21
  • AK RA
    APPROVED
    Since 2023-08-17
  • IA RA
    APPROVED
    Since 2023-08-15
  • LA RA
    APPROVED
    Since 2023-08-15
  • MT RA
    APPROVED
    Since 2023-08-15
  • NM RA
    APPROVED
    Since 2023-08-15
  • NC RA
    APPROVED
    Since 2023-08-15
  • TX RA
    APPROVED_RES
    Since 2023-08-15
  • UT RA
    APPROVED
    Since 2023-08-15
  • AL RA
    APPROVED
    Since 2023-08-14
  • DE RA
    APPROVED
    Since 2023-08-14
  • IN RA
    APPROVED
    Since 2023-08-14
  • KS RA
    APPROVED
    Since 2023-08-14
  • ME RA
    APPROVED
    Since 2023-08-14
  • MD RA
    APPROVED
    Since 2023-08-14
  • VI RA
    APPROVED
    Since 2023-08-14
  • NY RA
    APPROVED
    Since 2022-11-17

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Grand Island, NY • United States

8100 Transit Road Suite 500, Amherst, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank North Tonawanda NY 09/2013 09/2016
Lpl Financial Llc North Tonawanda NY 09/2013 09/2016
Key Investment Services Llc Buffalo NY 09/2016 10/2016
Keybank Amherst NY 09/2016 10/2016
Hsbc Bank Naitonal Association Depew NY 11/2016 05/2018
Hsbc Securities (Usa) Inc. Premier Relationship Advisor NY 12/2016 05/2018
Hsbc Bank Usa, N.A. Depew NY 05/2018 06/2018
Hsbc Securities (Usa) Inc. Depew NY 05/2018 06/2018
M&T Securities Buffalo NY 07/2018 07/2021
Lpl Financial Llc Buffalo NY 06/2021 07/2021
Trubee, Collins & Co, Inc Buffalo NY 08/2021 11/2022
Hsbc Securities (Usa) Inc. Buffalo NY 11/2022 Present
Hsbc Bank Usa, N.A. Buffalo NY 11/2022 Present
  • 09/2013 → 09/2016
    First Niagara Bank
    North Tonawanda, NY
  • 09/2013 → 09/2016
    Lpl Financial Llc
    North Tonawanda, NY
  • 09/2016 → 10/2016
    Key Investment Services Llc
    Buffalo, NY
  • 09/2016 → 10/2016
    Keybank
    Amherst, NY
  • 11/2016 → 05/2018
    Hsbc Bank Naitonal Association
    Depew, NY
  • 12/2016 → 05/2018
    Hsbc Securities (Usa) Inc.
    Premier Relationship Advisor, NY
  • 05/2018 → 06/2018
    Hsbc Bank Usa, N.A.
    Depew, NY
  • 05/2018 → 06/2018
    Hsbc Securities (Usa) Inc.
    Depew, NY
  • 07/2018 → 07/2021
    M&T Securities
    Buffalo, NY
  • 06/2021 → 07/2021
    Lpl Financial Llc
    Buffalo, NY
  • 08/2021 → 11/2022
    Trubee, Collins & Co, Inc
    Buffalo, NY
  • 11/2022 → Present
    Hsbc Securities (Usa) Inc.
    Buffalo, NY
  • 11/2022 → Present
    Hsbc Bank Usa, N.A.
    Buffalo, NY
Previous Registrations
  • 2021-08-17 → 2022-11-15
    Trubee Wealth Advisors, Inc.
    Buffalo, NY
    Buffalo, NY
  • 2021-06-09 → 2021-07-30
    Lpl Financial Llc
    Buffalo, NY
  • 2018-07-10 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Baltimore, MD
  • 2017-01-13 → 2018-07-03
    Hsbc Securities (Usa) Inc.
    Buffalo, NY
  • 2016-09-21 → 2016-11-04
    Key Investment Services Llc
    Williamsville, NY
    Buffalo, NY
    Brooklyn, OH
  • 2013-09-24 → 2016-09-21
    Lpl Financial Llc
    North Tonawanda, NY
    East Amherst, NY
    Williamsville, NY
  • 2010-10-15 → 2013-09-20
    M&T Securities, Inc.
    Baltimore, MD
    Rochester, NY
    Tonawanda, NY
    Grand Island, NY
    Cheektowaga, NY
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-04
  • S66 Uniform Combined State Law Examination
    2017-04-04
Other Names
  • Nicole Teluk Smykowski
  • Nicole M Teluk

View on SEC IAPD

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