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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-17
  • TX RA
    APPROVED
    Since 2023-02-17

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Weatherford, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanders Morris Harris Inc. Forth Worth TX 11/2007 01/2023
Smh Capital Advisors, Inc. Fort Worth TX 11/2007 01/2023
First Command Financial Services, Inc. Fort Worth TX 01/2023 Present
  • 11/2007 → 01/2023
    Sanders Morris Harris Inc.
    Forth Worth, TX
  • 11/2007 → 01/2023
    Smh Capital Advisors, Inc.
    Fort Worth, TX
  • 01/2023 → Present
    First Command Financial Services, Inc.
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-02
S65 Uniform Investment Adviser Law Examination 2009-02-20
  • S63 Uniform Securities Agent State Law Examination
    2024-08-02
  • S65 Uniform Investment Adviser Law Examination
    2009-02-20
Other Names
  • Jenny Musgrave
  • Jenny Rhodes
  • Jenny Marie Don Carlos

View on SEC IAPD

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