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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-01-08 |
| TX | RA | APPROVED | 2021-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pocatello | ID | 08/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pocatello | ID | 11/2016 | 01/2021 |
| Wells Fargo Advisors Financial Network, Llc | Pocatello | ID | 01/2021 | Present |
IDAHO COMMUNITY FOUNDATION, INV RELATED, BOISE, ID, BOARD MEMBER, START 2/1/2019, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, ATTENDING MEETINGS DISCUSSING PERFORMANCE, DISTRIBUTION RATES TO THE GRANT PROGRAMS, GRANT GIVING, AND RELATIONSHIP WITH THE BROKERAGE FIRM OVERSEEING THE INVESTMENTS. CO-TRUSTEE FOR GATEWAY CAPITAL ADVISORY GROUP 401K, INV RELATED, POCATELLO, ID, START 1/1/2021, 2 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. GATEWAY CAPITAL ADVISORY GROUP, INV RELATED, POCATELLO, ID, 50% OWNERSHIP, START 1/1/2021, 2 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. GALLEGOS INVESTMENT SERVICES, LLC, INVT RELATED, POCATELLO, ID, 50% OWNERSHIP, START DATE 1/11/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, PERSONAL LLC FOR FINET PRACTICE.; CO-TRUSTEE FOR GATEWAY CAPITAL ADVISORY GROUP 401K FBO ASSOCIATE, INV RELATED, POCATELLO, ID, START: 6/27/2022, 4 HRS/MONTH, 0 HRS DURING TRADING. G&M ADVISORS DBA GATEWAY CAPITAL, LLC, INVT RELATED, POCATELLO, ID, 50% OWNERSHIP, START DATE 1/11/2021, 40 HRS PER MONTH, 3 HRS DURING TRADING, LLC FOR FINET PRACTICE.; CO-TRUSTEE FOR GATEWAY CAPITAL ADVISORS GROUP 401K FBO ASSOCIATE, INV RELATED, POCATELLO, ID, START: 4/28/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-28 |
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