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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-12-03 |
| WA | RA | APPROVED | 2018-11-21 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Valleyford, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma Retirement Corporation | Washington | DC | 08/2008 | Present |
(1) Name: Mark Miller (DBA Miller Farm and Ranch). Non-investment related. Address: 7617 E. Elder Rd, Valleyford, WA 99036. Nature of business: Farming. Position: Owner; self-employed. Start Date: 2/2/2023. Number of hours per month devoted to other business: 3.5; during securities trading hours 0. Duties: Harvesting alfalfa/hay. Will swath hay, rake hay, bale hay. Will deliver the hay or help load the hay for customers. Will complete regular maintenance on the equipment and small repairs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-20 |
| S66 | Uniform Combined State Law Examination | 2000-05-11 |
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