John Francis Morris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 07/2021
  Waddell & Reed, Inc
  West Warwick, RI
• 09/2012 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Naples, FL
• 09/2011 → 09/2017
  Our Lady Of Mercy School
  East Greenwich, RI
• 08/2016 → 07/2021
  Tressons Properties Llc
  Naples, FL
• 07/2021 → Present
  Lpl Financial Llc
  West Warwick, RI

Previous Registrations

• 2012-09-13 → 2021-07-21
  Waddell & Reed
  West Warwick, RI
  Hamden, CT
  Hamden, CT
  West Warwick, RI
• 2009-11-12 → 2012-08-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 2008-01-23 → 2009-10-06
  Ubs Financial Services Inc.
  Providence, RI

Other Businesses

1- 09/2019 / DBA for LPL Business (entity for LPL business) / THE SARDELLI GROUP / Investment Related / WEST WARWICK PL 02893 2- 7/2016 / TRESSON PROPERTIES LLC / Real Estate Rental / NAPLES FL 34108 / Investment Related / NAPLES FL 34108 3- 08/16/2024 - Sardelli & Hutchinson Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/26/2024 - 0 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-01-22

Other Names

• John F Morris