Grant W. Raymond

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Corporation
  Newport Beach, CA

Previous Registrations

• 2008-11-11 → 2009-09-08
  Mutual Service Corporation
  Newport Beach, CA

Other Businesses

1. 09/14/10: / RAYMOND WESLEY WEALTH MANAGEMENT/ DBA ONLY/ NEWPORT BEACH, CA 2. 05/17/2012: / RAYMOND WESLEY PLAN ADVISORS / DBA ONLY / NEWPORT BEACH, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-11-03
• S63 Uniform Securities Agent State Law Examination
  2008-01-17

Designations

• Certified Financial Planner