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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-28
NE RA APPROVED 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2022-07-28
  • NE RA
    APPROVED
    Since 2021-02-23

Branch Locations

18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Omaha NE 09/2007 02/2021
Mml Investors Services Omaha NE 12/2007 02/2021
Principal Life Insurance Company Elkhorn NE 02/2021 Present
Principal Securities Inc Elkhorn NE 02/2021 Present
Invictus Advisory Solutions Elkhorn NE 05/2023 08/2023
Invictus Strategies Elkhorn NE 08/2023 Present
  • 09/2007 → 02/2021
    Massmutual Life Insurance Company
    Omaha, NE
  • 12/2007 → 02/2021
    Mml Investors Services
    Omaha, NE
  • 02/2021 → Present
    Principal Life Insurance Company
    Elkhorn, NE
  • 02/2021 → Present
    Elkhorn, NE
  • 05/2023 → 08/2023
    Invictus Advisory Solutions
    Elkhorn, NE
  • 08/2023 → Present
    Invictus Strategies
    Elkhorn, NE
Previous Registrations
Other Businesses

**Fixed insurance; Investment Related; Omaha, NE; Agent; Life, Annuities, DI, LTC, Health, Medicare Supplements; Start Date: 01/01/2020; 10 hrs per month; 10 during trading hours. **NAIFA Nebraska; Not Investment Related; Omaha, NE; Membership Chair; Assist agency in maintaining/growing their involvement with NAIFA. Annual planning of events and attend NAIRA events around the nation.; Start Date: 01/01/2014; 10 hrs per month; 10 during trading hours. **Conservation Fusion; Not Investment Related; Omaha, NE; Financial Officer; Review annual budget and give inside to ED compensation.; Start Date: 01/01/2011; 1 hrs per month; 10 during trading hours. **Fixed Insurance; Investment Related; Elkhorn, NE; Agent; Group Benefits: Health, Life, Dental, Vision, LTD, Accident, Critical Illness, Cancer; Start Date: 08/17/2021; 15 hrs per month; 15 during trading hours. **OTTNA, LLC POSITION: Owner / Manager NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 5101 N. 196th St, Elkhorn NE 68022, United States DESCRIPTION: Owner Occupied Home and is being renovated. The home is owned by the LLC; we will be making rent payments monthly to cover the mortgage which will be paid from a checking account registered to the LLC. **BIODIVERSITY PARTNERSHIP USA, INC. POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2025 ADDRESS: 504 Ridgewood Rd., Bellevue NE 68005, United States DESCRIPTION: I am a board member for the Biodiversity Partnership USA, Inc. which focuses its efforts primarily in Madagascar through various partnerships around the world. As a board member, responsible for planning for charity events. Fully volunteer work. **BAGS OF FUN OMAHA POSITION: Board Member At Large NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2026 ADDRESS: 3406 N. 190th Plz, Suite, Elkhorn NE 68022, United States DESCRIPTION: I have been actively participating in the organization for years, served as their Honorary Chair last year and was asked to be a member of the board. This is a 3-year commitment that does not include any financial or check writing capabilities or responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-23
  • S66 Uniform Combined State Law Examination
    2008-07-23
Other Names
  • Wesley Siebert

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