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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-08-26
  • MN RA
    APPROVED
    Since 2020-08-26

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

350 W Burnsville Pkwy Suite 600, Burnsville, MN 55337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcf National Bank Minneapolis MN 03/2006 10/2019
Lpl Financial Minneapolis MN 03/2014 10/2019
Tcf National Bank Maplewood MN 10/2019 07/2020
Cetera Investment Services Saint Cloud MN 10/2019 07/2020
Cetera Investment Advisors Llc Maplewood MN 10/2019 07/2020
Lpl Financial Llc Burnsville MN 08/2020 06/2025
Wealth Enhancement Advisory Services Llc Burnsville MN 08/2020 Present
Wealth Enhancement Group Burnsville MN 08/2020 Present
Wealth Enhancement Brokerage Services Burnsville MN 08/2020 Present
  • 03/2006 → 10/2019
    Tcf National Bank
    Minneapolis, MN
  • 03/2014 → 10/2019
    Lpl Financial
    Minneapolis, MN
  • 10/2019 → 07/2020
    Tcf National Bank
    Maplewood, MN
  • 10/2019 → 07/2020
    Cetera Investment Services
    Saint Cloud, MN
  • 10/2019 → 07/2020
    Cetera Investment Advisors Llc
    Maplewood, MN
  • 08/2020 → 06/2025
    Burnsville, MN
  • 08/2020 → Present
    Burnsville, MN
  • 08/2020 → Present
    Wealth Enhancement Group
    Burnsville, MN
  • 08/2020 → Present
    Wealth Enhancement Brokerage Services
    Burnsville, MN
Previous Registrations
Other Businesses

NOTARY - AGIM DEVA - 1% - NOT INVESTMENT RELATED - BURNSVILLE, MN 55441 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/03/2020 - 173 Hours Per Month/80 Hours During Securities Trading DEVA AI SOLUTIONS LLC – NON-INVESTMENT RELATED – HASTINGS, MN – START DATE: 05/2026 – OFFICE MANAGER – 10 HOURS SPENT PER MONTH, 0 HOURS SPENT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-11
S63 Uniform Securities Agent State Law Examination 2014-05-21
  • S65 Uniform Investment Adviser Law Examination
    2019-10-11
  • S63 Uniform Securities Agent State Law Examination
    2014-05-21

View on SEC IAPD

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