Charles David Lawson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2021-10-22
TX	RA	APPROVED_RES	2012-03-28
CA	RA	APPROVED	2010-10-01

ID RA
APPROVED

Since 2021-10-22
TX RA
APPROVED_RES

Since 2012-03-28
CA RA
APPROVED

Since 2010-10-01

Branch Locations

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

Boise, ID • United States

Saratoga, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	San Jose	CA	09/2010	Present

09/2010 → Present

Ubs Financial Services, Inc.

San Jose, CA

Previous Registrations

2008-02-05 → 2010-09-21

Edward Jones

Basalt, CO

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-18

S66 Uniform Combined State Law Examination

2008-01-18

Other Names

Charles Lawson
Charlie Lawson

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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