Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-11 |
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Corte Madera | CA | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Corte Madera | CA | 11/2016 | 10/2018 |
| Ameriprise Financial Services Inc | Santa Rosa | CA | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Santa Rosa | CA | 03/2020 | 09/2024 |
| Lpl Financial | Santa Rosa | CA | 09/2024 | Present |
1- 08/2024 / Apex Private Wealth Advisors / DBA for LPL Business (entity for LPL business) / Inv Rltd / 140 hrs mnth / 5 hrs during trading 2 - 09//2024 - Desward Peak Partners LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 10 Hours/Month - CA 95401 - OBA Start Date: 01/01/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-22 |
Reach out to this advisor