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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-15 |
| CA | RA | APPROVED | 2016-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Newport Beach | CA | 10/2014 | Present |
| World Financial Group, Inc. | Newport Beach | CA | 02/2012 | Present |
| Fren, Llc | Los Angeles | CA | 07/2008 | 06/2019 |
| Quigley And Miron, Certified Public Accountants | Los Angeles | CA | 12/2016 | 10/2018 |
| Reebroker Group | Oceanside | CA | 06/2019 | Present |
| Debt America | Santa Ana | CA | 08/2020 | 03/2022 |
| Peacock Llc | Sheridan | WY | 04/2021 | Present |
| Expansion World Llc | Los Angeles | CA | 11/2021 | Present |
| Emily Sang | Los Angeles | CA | 05/2022 | Present |
| Lspn Pro, Llc | Lindon | UT | 05/2022 | 12/2025 |
| Emily Sang Cpa | Los Angeles | CA | 01/2017 | Present |
| Chinese American Cpa Association | San Gabriel | CA | 07/2023 | 12/2025 |
| Restore Zone | Glendale | CA | 07/2025 | 07/2026 |
| Inheritguard, Llc | Sheridan | WY | 07/2026 | Present |
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors Emily Sang / 0522-Present / Investment Related: Yes / 822 N Hazard Ave. Apt 209 Los Angeles, CA 90063 / Passive Investor / Personal Rental Property / Hrs. Work Monthly: 1 / Sec Trading Hrs: 1 / Once A month review property management statement Expansion World LLC / 1121-Present / Investment Related: No / 622 N Hazard Ave. Apt. 209 Los Angeles, CA 90063 / Member of LLC / Accounting and Financial / Hrs. Work Monthly: 20 / Sec Trading Hrs: 1 / The LLC is established for tax purpose so I will conducting the same types of activities as I do currently. However, I will not have business cards or promoting the business name to get clients PEACOCK LLC/INVESTMENT RELATED/30 N. GOULD ST, STE R. SHERIDAN, WY 82801/RESIDENTIAL RENTAL/MEMBER/04.01.21/ 1 HR A MONTH/0 DURING SECURITIES TRADING/I PUT THE HOUSE ON THE MARKET AND GET IT READY FOR RENTAL. AFTER RENTED, I WOULD COLLECT RENT. I'M ALSO RESPONSIBLE FOR REPAIR IF THE HOUSE NEEDS IT. REeBROKER GROUP / emp dates: 0619 TO PRESENT/ INVESTMENT RELATED: YES /address: 301 MISSION AVENUE SUITE 211 OCEANSIDE, CA 92054/ position: REAL ESTATE AGENT / nature of business: IS A REAL ESTATE BROKER AND I AM AN INDEPENDENT CONTRACTOR WITH THIS COMPANY / hrs work monthly: 10 /Sec trading hrs: 0 / duties: BUY AND SELLING REAL ESTATE OBA Amendment Update: "REeBROKER GROUP" EMILY SANG CPA \ POSITION: CPA NATURE: Tax Prep INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 3739 INGLEWOOD BLVD APT 4, Los Angeles CA 90066 \ DESCRIPTION: Tax preparation tax planning and forecast business consulting INHERITGUARD LLC POSITION: NOT APPLICABLE/NONE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/11/2026 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-26 |
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