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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
CA RA APPROVED 2016-03-21
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • CA RA
    APPROVED
    Since 2016-03-21

Branch Locations

17671 Cowan, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Newport Beach CA 10/2014 Present
World Financial Group, Inc. Newport Beach CA 02/2012 Present
Fren, Llc Los Angeles CA 07/2008 06/2019
Quigley And Miron, Certified Public Accountants Los Angeles CA 12/2016 10/2018
Reebroker Group Oceanside CA 06/2019 Present
Debt America Santa Ana CA 08/2020 03/2022
Peacock Llc Sheridan WY 04/2021 Present
Expansion World Llc Los Angeles CA 11/2021 Present
Emily Sang Los Angeles CA 05/2022 Present
Lspn Pro, Llc Lindon UT 05/2022 12/2025
Emily Sang Cpa Los Angeles CA 01/2017 Present
Chinese American Cpa Association San Gabriel CA 07/2023 12/2025
Restore Zone Glendale CA 07/2025 07/2026
Inheritguard, Llc Sheridan WY 07/2026 Present
  • 10/2014 → Present
    Transamerica Financial Advisors, Inc
    Newport Beach, CA
  • 02/2012 → Present
    World Financial Group, Inc.
    Newport Beach, CA
  • 07/2008 → 06/2019
    Fren, Llc
    Los Angeles, CA
  • 12/2016 → 10/2018
    Quigley And Miron, Certified Public Accountants
    Los Angeles, CA
  • 06/2019 → Present
    Reebroker Group
    Oceanside, CA
  • 08/2020 → 03/2022
    Debt America
    Santa Ana, CA
  • 04/2021 → Present
    Peacock Llc
    Sheridan, WY
  • 11/2021 → Present
    Expansion World Llc
    Los Angeles, CA
  • 05/2022 → Present
    Emily Sang
    Los Angeles, CA
  • 05/2022 → 12/2025
    Lspn Pro, Llc
    Lindon, UT
  • 01/2017 → Present
    Emily Sang Cpa
    Los Angeles, CA
  • 07/2023 → 12/2025
    Chinese American Cpa Association
    San Gabriel, CA
  • 07/2025 → 07/2026
    Restore Zone
    Glendale, CA
  • 07/2026 → Present
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors Emily Sang / 0522-Present / Investment Related: Yes / 822 N Hazard Ave. Apt 209 Los Angeles, CA 90063 / Passive Investor / Personal Rental Property / Hrs. Work Monthly: 1 / Sec Trading Hrs: 1 / Once A month review property management statement Expansion World LLC / 1121-Present / Investment Related: No / 622 N Hazard Ave. Apt. 209 Los Angeles, CA 90063 / Member of LLC / Accounting and Financial / Hrs. Work Monthly: 20 / Sec Trading Hrs: 1 / The LLC is established for tax purpose so I will conducting the same types of activities as I do currently. However, I will not have business cards or promoting the business name to get clients PEACOCK LLC/INVESTMENT RELATED/30 N. GOULD ST, STE R. SHERIDAN, WY 82801/RESIDENTIAL RENTAL/MEMBER/04.01.21/ 1 HR A MONTH/0 DURING SECURITIES TRADING/I PUT THE HOUSE ON THE MARKET AND GET IT READY FOR RENTAL. AFTER RENTED, I WOULD COLLECT RENT. I'M ALSO RESPONSIBLE FOR REPAIR IF THE HOUSE NEEDS IT. REeBROKER GROUP / emp dates: 0619 TO PRESENT/ INVESTMENT RELATED: YES /address: 301 MISSION AVENUE SUITE 211 OCEANSIDE, CA 92054/ position: REAL ESTATE AGENT / nature of business: IS A REAL ESTATE BROKER AND I AM AN INDEPENDENT CONTRACTOR WITH THIS COMPANY / hrs work monthly: 10 /Sec trading hrs: 0 / duties: BUY AND SELLING REAL ESTATE OBA Amendment Update: "REeBROKER GROUP" EMILY SANG CPA \ POSITION: CPA NATURE: Tax Prep INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 3739 INGLEWOOD BLVD APT 4, Los Angeles CA 90066 \ DESCRIPTION: Tax preparation tax planning and forecast business consulting INHERITGUARD LLC POSITION: NOT APPLICABLE/NONE NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/11/2026 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-28
S63 Uniform Securities Agent State Law Examination 2012-10-26
  • S65 Uniform Investment Adviser Law Examination
    2015-10-28
  • S63 Uniform Securities Agent State Law Examination
    2012-10-26
Other Names
  • Qingqing Sang
  • Qingqing Walke

View on SEC IAPD

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