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514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-12-05 |
Branch Locations
514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Encinitas | CA | 09/2011 | Present |
| Focus Investment Advisors | Encinitas | CA | 10/2007 | Present |
1. 8/29/2013: DBA ONLY - FOCUS INVESTMENT ADVISORS - ENCINITAS, CA. 2. 09/27/2023 - Focus Investment Advisors - Registered Investment Advisor Hybrid - IAR - COO of Focus Investment Advisors - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Focus Investment Advisors, an independent investment advisor firm. I started this business activity in 01/2021]. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-07 |
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