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Current Employers
Focus Investment Advisors, Inc

514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-12-05
  • CA RA
    APPROVED
    Since 2012-12-05

Branch Locations

514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Encinitas CA 09/2011 Present
Focus Investment Advisors Encinitas CA 10/2007 Present
  • 09/2011 → Present
    Encinitas, CA
  • 10/2007 → Present
    Focus Investment Advisors
    Encinitas, CA
Previous Registrations
  • 2011-09-30 → 2015-10-28
    Solana Beach, CA
    Encinitas, CA
    San Diego, CA
  • 2011-11-17 → 2011-12-31
    Solana Beach, CA
  • 2010-08-09 → 2011-10-04
    Girard Securities, Inc.
    Encinitas, CA
    San Diego, CA
Other Businesses

1. 8/29/2013: DBA ONLY - FOCUS INVESTMENT ADVISORS - ENCINITAS, CA. 2. 09/27/2023 - Focus Investment Advisors - Registered Investment Advisor Hybrid - IAR - COO of Focus Investment Advisors - Investment Related - At Reported Business Location(s) - Start Date 01/01/2021 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Focus Investment Advisors, an independent investment advisor firm. I started this business activity in 01/2021]. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-07
  • S66 Uniform Combined State Law Examination
    2010-08-07
Designations
Other Names
  • Amber Montgomery
  • Amber Renee Montgomery
  • Amber Renee Montgomery-Oh

View on SEC IAPD

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