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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-07 |
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ft. Washington Brokerage Services, Inc. | Cincinnati | OH | 09/2000 | 10/2018 |
| Prudential Insurance Company Of America | Pittsburgh | PA | 10/2018 | Present |
| Pruco Securities, Llc. | Pittsburgh | PA | 10/2018 | 11/2024 |
| Lpl Enterprise, Llc | Canonsburg | PA | 11/2024 | Present |
1) 12/02/2024 - North Country Financial LLC - DBA for LPL Business (entity for LPL business) - DBA is used to market our local, unique entity. All compensation is channeled through Prudential and LPL. The sole financial role, of the entity, is to maintain monthly operating expenses - INV Related - At Canonsburg, PA - Start Date 11/01/2018 - 0hrs/mth - 0hrs During Trading 2) 01/27/2025 - Crump Outbrokerage - Non-Variable Insurance/Insurance Agency - Agent. Crump Outbrokerage. Paid through Prudential/LPL. Non Owner/Contracted Agent. - INV Related - At Franklin, PA - Start Date 01/13/2025 - 2hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-14 |
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