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John W Kelly

Wells Fargo Clearing Services, LLC

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-02-02
TX RA APPROVED_RES 2011-06-03
CA RA APPROVED 2009-03-02
  • WA RA
    APPROVED
    Since 2012-02-02
  • TX RA
    APPROVED_RES
    Since 2011-06-03
  • CA RA
    APPROVED
    Since 2009-03-02

Branch Locations

555 California St 24Th Fl, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Other Businesses

NBA BASKETBALL GOLDEN STATE WARRIORS, NOT INV RELATED, OAKLAND, CA, SCOREBOARD OPERATOR, START DATE: 9/29/2018, 25 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-28
S63 Uniform Securities Agent State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2009-02-28
  • S63 Uniform Securities Agent State Law Examination
    2007-11-21

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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