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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-29
  • CA RA
    APPROVED
    Since 2024-05-29

Branch Locations

West Hills, CA • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Financial Solutions Agoura Hills CA 02/2016 03/2017
Cfs/Npc Burbank CA 04/2017 06/2017
National Planning Corporation Burbank CA 04/2017 06/2017
Unemployed West Hills CA 06/2017 11/2017
Cetera Advisor Networks Llc El Segundo CA 12/2017 09/2021
Cetera Financial Specialists Llc Schaumburg IL 12/2017 09/2021
Cetera Investment Services Llc Saint Cloud MN 12/2017 09/2021
Cetera Advisors Llc Denver CO 12/2017 09/2021
First Allied Securities, Inc. (Fasi) San Diego CA 12/2017 09/2021
Summit Brokerage Services Inc Boca Raton FL 12/2017 09/2021
M Holdings Securities Portland OR 09/2021 05/2024
Hightower Advisors Chicago IL 05/2024 Present
  • 02/2016 → 03/2017
    Farmers Financial Solutions
    Agoura Hills, CA
  • 04/2017 → 06/2017
    Cfs/Npc
    Burbank, CA
  • 04/2017 → 06/2017
    National Planning Corporation
    Burbank, CA
  • 06/2017 → 11/2017
    Unemployed
    West Hills, CA
  • 12/2017 → 09/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2017 → 09/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2017 → 09/2021
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2017 → 09/2021
    Cetera Advisors Llc
    Denver, CO
  • 12/2017 → 09/2021
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 12/2017 → 09/2021
    Summit Brokerage Services Inc
    Boca Raton, FL
  • 09/2021 → 05/2024
    M Holdings Securities
    Portland, OR
  • 05/2024 → Present
    Hightower Advisors
    Chicago, IL
Previous Registrations
  • 2021-09-21 → 2024-05-16
    Portland, OR
    West Hills, CA
  • 2017-12-21 → 2021-09-10
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2017-05-12 → 2017-06-30
    National Planning Corporation
    Burbank, CA
  • 2016-09-08 → 2017-04-04
    Farmers Financial Solutions, Llc
    Westlake Village, CA
  • 2009-12-22 → 2010-08-24
    Financial West Group
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-17
  • S66 Uniform Combined State Law Examination
    2009-12-17
Other Names
  • Hans Andrei Hoehn
  • Hans Hoehn

View on SEC IAPD

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