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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-29 |
Branch Locations
West Hills, CA • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Financial Solutions | Agoura Hills | CA | 02/2016 | 03/2017 |
| Cfs/Npc | Burbank | CA | 04/2017 | 06/2017 |
| National Planning Corporation | Burbank | CA | 04/2017 | 06/2017 |
| Unemployed | West Hills | CA | 06/2017 | 11/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2017 | 09/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2017 | 09/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2017 | 09/2021 |
| Cetera Advisors Llc | Denver | CO | 12/2017 | 09/2021 |
| First Allied Securities, Inc. (Fasi) | San Diego | CA | 12/2017 | 09/2021 |
| Summit Brokerage Services Inc | Boca Raton | FL | 12/2017 | 09/2021 |
| M Holdings Securities | Portland | OR | 09/2021 | 05/2024 |
| Hightower Advisors | Chicago | IL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-17 |
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