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Kate E Kraus

Morgan Stanley

Easton, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-10-19
MD RA APPROVED 2010-06-08
  • TX RA
    APPROVED
    Since 2010-10-19
  • MD RA
    APPROVED
    Since 2010-06-08

Branch Locations

28601 Marlboro Avenue Suite 201, Easton, MD 21601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Masthead At Pier St. Oxford MD 08/2005 Present
Morgan Stanley Easton MD 04/2010 Present
Morgan Stanley Private Bank, N.A New York NY 06/2021 Present
  • 08/2005 → Present
    The Masthead At Pier St.
    Oxford, MD
  • 04/2010 → Present
    Morgan Stanley
    Easton, MD
  • 06/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-09
  • S66 Uniform Combined State Law Examination
    2009-06-09
Other Names
  • Kate Ewing
  • Kate Kraus

View on SEC IAPD

Other Firms

EAGLE STRATEGIES LLC
COMMONWEALTH FINANCIAL NETWORK
TRED AVON FAMILY WEALTH, LLC
PNC WEALTH MANAGEMENT LLC
ROBERT W. BAIRD & CO. INCORPORATED
CHARLES SCHWAB & CO., INC.
FBB CAPITAL PARTNERS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRETT MITCHELL SAUSE
SCOTT WHEATLEY EGLSEDER
FRANCES ELIZABETH SPURRY
Gretchen P Straczewski
SEMENE ANNE GILDEN
WILLIAM B QUICK
DEBORAH JORDAN ELMES
STEPHANIE LYNN SAUNDERS

Other Offices

EAGLE STRATEGIES LLC · EASTON, MD
COMMONWEALTH FINANCIAL NETWORK · EASTON, MD
TRED AVON FAMILY WEALTH, LLC · EASTON, MD
PNC WEALTH MANAGEMENT LLC · EASTON, MD
ROBERT W. BAIRD & CO. INCORPORATED · EASTON, MD
CHARLES SCHWAB & CO., INC. · Easton, MD
FBB CAPITAL PARTNERS · EASTON, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EASTON, MD

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