Yasser Ahmad

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 05/2019
  Direct Lending Investments, Llc
  Glendale, CA
• 08/2019 → Present
  Independent Financial Group
  San Diego, CA
• 05/2017 → 07/2019
  Growth Capital Services
  San Jose, CA

Previous Registrations

• 2011-07-27 → 2013-11-01
  Td Ameritrade, Inc.
  Menlo Park, CA
• 2011-07-27 → 2013-11-01
  Td Ameritrade Investment Management, Llc
  E. Palo Alto, CA
• 2009-07-30 → 2011-07-26
  Wells Fargo Advisors Financial Network, Llc
  San Francisco, CA
• 2008-03-04 → 2009-03-25
  Banc Of America Investment Services, Inc.
  Walnut Creek, CA

Other Businesses

(1) AHMAD & BETANCOURT, INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2019 ADDRESS: 1475 N Broadway #282, Walnut Creek CA 94597, United States DESCRIPTION: 50% OWNER OF AHMAD & BETANCOURT, INC. A SHELL ENTITY USED FOR TAX AND INVESTMENT PURPOSES. (2) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 09/05/2019 ADDRESS: 1475 N Broadway #282, Walnut Creek CA 94597, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) LAURELWOOD CAPITAL MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 20 START DATE: 09/05/2019 ADDRESS: 1475 N Broadway #282, Walnut Creek CA 94597, United States DESCRIPTION: 50% OWNER OF DBA LAURELWOOD CAPITAL MANAGEMENT

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-05-19
• S66 Uniform Combined State Law Examination
  2008-03-03

Designations

• Certified Financial Planner

Other Names

• Yasser Ahmad
• Ahmad Yasser