Steven Kyle Sykes

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2017
  Mml Investors Services Inc
  Glen Allen, VA
• 05/2009 → 02/2017
  Massmutual Life Insurance Company
  Glen Allen, VA
• 02/2017 → 08/2020
  Mass Mutual Life Insurance Company
  Glen Allen, VA
• 01/2019 → 08/2020
  Mml Investors Services
  Glen Allen, VA
• 08/2020 → 11/2023
  Cetera Investment Services Llc
  Newport News, VA
• 08/2020 → 11/2023
  Cetera Investment Advisers Llc
  Newport News, VA
• 08/2020 → 11/2023
  Langley Federal Credit Union
  Newport News, VA
• 01/2024 → Present
  Massmutual Life Insurance Co.
  Virginia Beach, VA
• 01/2024 → Present
  Mml Investors Services
  Virginia Beach, VA
• 01/2019 → 02/2019
  Ubs Financial Services Inc
  Charlotte, NC

Previous Registrations

• 2020-08-19 → 2023-11-02
  Cetera Investment Advisers Llc
  Newport News, VA
• 2019-02-14 → 2020-08-25
  Mml Investors Services, Llc
  Glen Allen, VA
• 2009-06-11 → 2017-02-21
  Mml Investors Services, Llc
  Glen Allen, VA
  St. Petersburg, FL
  Glen Allen, VA
• 2008-02-11 → 2009-06-03
  Ameriprise Financial Services, Llc
  Richmond, VA

Other Businesses

1)Name: Control Your Destiny, LLC, Inv Rel: Y Addr: @ Residential Address on file, Nature: Realtor/Real Estate- buy distressed property to fix up and sell, Position:Partner, Start: 11/10/2023, No Hr/Mo: 40 No Hr/Mo Dur trading:0 Duties: Wife owns business. We both put up funds to buy houses in cash and split the profit based on respective amount invested. I also do demo work, paint, landscaping and get compensated for that from sale of the house/profit. 2) Name: Steven K. Sykes, Inv Rel: Y Addr: 246 Fair Meadows Road, Virginia Beach VA 23462, Nature: Rental Income, Position: Landlord, Start: 11/11/2023, No Hr/Mo: 5 No Hr/Mo Dur Trading: 0 Duties: Maintain property to the best of my ability and if there is something I can't fix I call those who can. I collect rent and pay the mortgage. 3)Name: Steven K. Sykes, Inv Rel: Y Addr: 2129 Retreat Court, Virginia Beach VA 23451, Nature: Rental Income, Position: Owner/Landlord, Start: 11/11/2023, No Hr/Mo: 5 No Hr/Mo Dur Trading: 0 Duties: I purchased this property to fix up and rent out. 4) NAME: RIO VERDE LAWNCARE LLC INV REL: N ADDR: RESIDENTIAL ADDRESS NATURE: LAWNCARE SERVICE POSITION: OWNER START DATE: 8/1/2024 NO. HR/MO: 24 NO. HR/MO DURING SEC TRADING: 0 DUTIES: HIRING, QUALITY CONTROL, ACCOUNTS RECEIVABLE, SCHEDULING, PAYROLL

Exams

• S66 Uniform Combined State Law Examination
  2008-02-08