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3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-12-19 |
Branch Locations
3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Gilbert | AZ | 03/2009 | 12/2017 |
| Lpl Financial | Mesa | AZ | 02/2018 | Present |
| Clarity Wealth Management, Llc | Mesa | AZ | 02/2018 | Present |
| Clarity Wealth Management, L.L.C. | Mesa | AZ | 12/2018 | Present |
1. 02/02/2018 - Clarity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/24/2018 - 80 Hours Per Month/3 During Securities Trading - Time Spent 60%. 2. 02/06/2018 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/24/2018 - 80 Hours Per Month/3 During Securities Trading - Time Spent 60% - I provide administrative services through Clarity Wealth Management, LLC., an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/18/2018 - No Business Name - Investment Related - Home Based & At Reported Business Location(s) - Other-Notary - Start Date: 06/29/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public in Arizona. Notary: Notarize LPL documents for clients Precinct Committeemen: Elected into position, may facilitate with voter registration, absentee ballot access, perform outreach efforts, distribute campaign material and address voter concerns. 4. 01/02/2019 - No business name - Not investment related - Home bases - Business Owner - Reptile Breeding - start date 11/01/2018 - 5 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-18 |
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