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Current Employers
Clarity Wealth Management, L.L.C.

3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-12-19
  • AZ RA
    APPROVED
    Since 2018-12-19

Branch Locations

3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Gilbert AZ 03/2009 12/2017
Lpl Financial Mesa AZ 02/2018 Present
Clarity Wealth Management, Llc Mesa AZ 02/2018 Present
Clarity Wealth Management, L.L.C. Mesa AZ 12/2018 Present
Previous Registrations
  • 2017-10-04 → 2017-12-21
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1. 02/02/2018 - Clarity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/24/2018 - 80 Hours Per Month/3 During Securities Trading - Time Spent 60%. 2. 02/06/2018 - Clarity Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 01/24/2018 - 80 Hours Per Month/3 During Securities Trading - Time Spent 60% - I provide administrative services through Clarity Wealth Management, LLC., an independent investment advisor firm. I started this business activity in February 2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/18/2018 - No Business Name - Investment Related - Home Based & At Reported Business Location(s) - Other-Notary - Start Date: 06/29/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public in Arizona. Notary: Notarize LPL documents for clients Precinct Committeemen: Elected into position, may facilitate with voter registration, absentee ballot access, perform outreach efforts, distribute campaign material and address voter concerns. 4. 01/02/2019 - No business name - Not investment related - Home bases - Business Owner - Reptile Breeding - start date 11/01/2018 - 5 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-03
S63 Uniform Securities Agent State Law Examination 2008-01-18
  • S66 Uniform Combined State Law Examination
    2017-10-03
  • S63 Uniform Securities Agent State Law Examination
    2008-01-18
Other Names
  • Rachelle L Rathert
  • Rachelle L Dal Monte
  • Rachelle Lee Dalmonte

View on SEC IAPD

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