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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
FL RA APPROVED 2023-04-12
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • FL RA
    APPROVED
    Since 2023-04-12

Branch Locations

11161 Trinity Blvd, Trinity, FL 34655 • United States

Tarpon Springs, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Summit Financial Group Inc Boca Raton FL 02/2016 05/2021
Summit Brokerage Services, Inc. Boca Raton FL 02/2016 09/2019
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2016 → 05/2021
    Summit Financial Group Inc
    Boca Raton, FL
  • 02/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-05-12 → 2021-05-20
    Summit Financial Group Inc
    Port Richey, FL
    Trinity, FL
  • 2008-01-01 → 2015-12-23
    Land O'LAkes, FL
  • 2002-01-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Port Richey, FL
    St. Louis, MO
    Port Richey, FL
Other Businesses

(1) - - LINDA FOX; NOTARY; SAME AS REGISTERED LOCATION, INVESTMENT RELATED, NOTARIZE PAPERWORK FOR CLIENTS, ONE HOUR A MONTH TOTAL DURING TRADING HOURS. (2) - - NRA CERTIFIED FIREARMS INSTRUCTOR & RECRUITER; NOT INVESTMENT RELATED; SAME AS REGISTERED LOCATION; TEACH AND RECRUIT NRA MEMBERS; START 10/2010; 2 HRS PER MONTH 0 DURING TRADING (3) - - FOX WEALTH MANAGEMENT GROUP; SINCE 02/2016; SAME AS REGISTERED ADDRESS; OWNER; CREATED TO DO BIZ UNDER SUMMIT. THIS IS MY DBA LLC SET UP AS S CORP; 70 HOURS SPENT ON ACTIVITY PER MONTH, 32.5 DURING TRADING HOURS. (4) FIXED INSURANCE WITH VARIOUS COMPANIES, SINCE 08/2001; SAME AS REGISTERED LOCATION, INVESTMENT RELATED, INSURANCE AGENT; 20 HOURS PER MONTH, DURING TRADING HOURS, FIXED INSURANCE AND LTC (5) - - FOX FIREARM TRAINING ACADEMY: NRA CERTIFIED FIREARMS INSTRUCTOR; NOT INVESTMENT RELATED, SINCE 09/2010; SAME AS REGISTERED LOCATION, OWNER & INSTRUCTOR; I CONDUCT A FIREARMS SAFETY CLASS FOR MEN WOMEN AND CHILDREN; 5 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (6) - - INVESTIGATION STATION; SINCE 07/13/2005; 16901 SHADY HILLS RD, SPRING HILL, FL, 34610; BOARD MEMBER; Not much. I was a founding board member over 10 years ago when it was created. Now there are many other volunteers to assist the charity; 0 HOURS SPENT ON ACTIVITY PER MONTH (7) - - USCCA-UNITED STATED CONCEALED CARRY ASSOC; NOT INVESTMENT RELATED; SAME AS REGISTERED LOCATION; FIREARMS TRAINING; INSTRUCTOR; STARTED 02/2022: LESS THAN ONE HOUR PER MONTH, NOT DURING TRADING HOURS; USCCA FIREARMS TRAINING (8) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LEGAL ROLE, START DATE: 04/2021, POSITION/TITLE/RELATIONSHIP: TRUSTEE, EXECUTOR & POA, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ACT AS TRUSTEE, EXECUTOR AND POA FOR PARENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-22
S63 Uniform Securities Agent State Law Examination 2000-06-23
  • S65 Uniform Investment Adviser Law Examination
    2001-06-22
  • S63 Uniform Securities Agent State Law Examination
    2000-06-23
Designations
Other Names
  • Linda Joyce Gangemi
  • Linda Fox

View on SEC IAPD

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