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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-02 |
| FL | RA | APPROVED | 2023-04-12 |
Branch Locations
11161 Trinity Blvd, Trinity, FL 34655 • United States
Tarpon Springs, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group Inc | Boca Raton | FL | 02/2016 | 05/2021 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 02/2016 | 09/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
(1) - - LINDA FOX; NOTARY; SAME AS REGISTERED LOCATION, INVESTMENT RELATED, NOTARIZE PAPERWORK FOR CLIENTS, ONE HOUR A MONTH TOTAL DURING TRADING HOURS. (2) - - NRA CERTIFIED FIREARMS INSTRUCTOR & RECRUITER; NOT INVESTMENT RELATED; SAME AS REGISTERED LOCATION; TEACH AND RECRUIT NRA MEMBERS; START 10/2010; 2 HRS PER MONTH 0 DURING TRADING (3) - - FOX WEALTH MANAGEMENT GROUP; SINCE 02/2016; SAME AS REGISTERED ADDRESS; OWNER; CREATED TO DO BIZ UNDER SUMMIT. THIS IS MY DBA LLC SET UP AS S CORP; 70 HOURS SPENT ON ACTIVITY PER MONTH, 32.5 DURING TRADING HOURS. (4) FIXED INSURANCE WITH VARIOUS COMPANIES, SINCE 08/2001; SAME AS REGISTERED LOCATION, INVESTMENT RELATED, INSURANCE AGENT; 20 HOURS PER MONTH, DURING TRADING HOURS, FIXED INSURANCE AND LTC (5) - - FOX FIREARM TRAINING ACADEMY: NRA CERTIFIED FIREARMS INSTRUCTOR; NOT INVESTMENT RELATED, SINCE 09/2010; SAME AS REGISTERED LOCATION, OWNER & INSTRUCTOR; I CONDUCT A FIREARMS SAFETY CLASS FOR MEN WOMEN AND CHILDREN; 5 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (6) - - INVESTIGATION STATION; SINCE 07/13/2005; 16901 SHADY HILLS RD, SPRING HILL, FL, 34610; BOARD MEMBER; Not much. I was a founding board member over 10 years ago when it was created. Now there are many other volunteers to assist the charity; 0 HOURS SPENT ON ACTIVITY PER MONTH (7) - - USCCA-UNITED STATED CONCEALED CARRY ASSOC; NOT INVESTMENT RELATED; SAME AS REGISTERED LOCATION; FIREARMS TRAINING; INSTRUCTOR; STARTED 02/2022: LESS THAN ONE HOUR PER MONTH, NOT DURING TRADING HOURS; USCCA FIREARMS TRAINING (8) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LEGAL ROLE, START DATE: 04/2021, POSITION/TITLE/RELATIONSHIP: TRUSTEE, EXECUTOR & POA, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ACT AS TRUSTEE, EXECUTOR AND POA FOR PARENTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-23 |
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