Dawn Elizabeth Wolfgram

Current Employers

Employment History

• 08/1987 → 01/2022
  Principal Financial Group (Home Office)
  Overland Park, KS
• 09/1998 → 01/2022
  Princor Financial Services Corporation
  Overland Park, KS
• 02/2022 → 08/2024
  Ameriprise Financial Services, Llc
  Chicago, IL
• 01/2025 → Present
  Thrivent Investment Management Inc
  Overland Park, KS
• 08/2024 → 02/2025
  Dw Consulting Llc
  Gallatin, MO
• 02/2025 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2022-02-24 → 2024-08-20
  Ameriprise Financial Services, Llc
  Downers Grove, IL
  Gallatin, MO
• 2008-01-14 → 2022-02-08
  Principal Securities, Inc.
  Overland Park, KS
  Des Moines, IA
  West Des Moines, IA
  Des Moines, IA
  Chesterfield, MO

Other Businesses

DW CONSULTING, LLC POSITION: Owner / Consultant NATURE: Practice Management, Executive Coaching and Leadership Development INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2024 ADDRESS: 580 Lake Viking Terrace, Gallatin MO 64640, United States DESCRIPTION: I work with business owners in helping them develop their leadership skills, while also provide coaching around increasing efficiencies in their businesses, hiring and leading their teams. DAWN WOLFGRAM POSITION: Owner of property NATURE: My husband and I will be renting out a property that we own. We are interested in signing a 1-year lease to rent it out to a renter. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2026 ADDRESS: 580 Lake Viking Terr, Gallatin MO 64640, United States DESCRIPTION: We will simply be renting out our second home which is a loft in downtown KC to a friend for a period of 1 year - with the option to renew in Fall of 2027.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-21
• S63 Uniform Securities Agent State Law Examination
  2003-11-26

Other Names

• Dawn Elizabeth Berry
• Dawn Elizabeth Berry
• Dawn E Wolfgram
• Dawn Wolfgram