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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-02 |
| TX | RA | APPROVED_RES | 2025-04-01 |
Branch Locations
6653 Weaver Rd. Ste. 101, Rockford, IL 61114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rockford | IL | 10/2012 | 10/2021 |
| International Assets Advisory, Llc | Poplar Grove | IL | 10/2021 | 04/2025 |
| International Assets Investment Management, Llc | Poplar Grove | IL | 10/2021 | 04/2025 |
| Lpl Financial Llc | Rockford | IL | 04/2025 | Present |
1- 04/01/2025 - Aine Private Wealth, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - Start Date: 10/01/2021 - 100 hrs mth - 8 hrs during trading - At reported business location(s) 2) 05/07/2025 - MARY HAVERLY - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/02/2025 - 4 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
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