Timothy Kent Aubin

Current Employers

Employment History

• 06/2015 → Present
  Lpl Financial, Llc
  Gretna, LA
• 06/2015 → 08/2018
  Level Four Advisory Services
  Gretna, LA
• 08/2018 → 05/2023
  Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
  Gretna, LA
• 05/2023 → Present
  Second Line Capital, Llc
  Metairie, LA

Previous Registrations

• 2018-08-02 → 2023-05-18
  Advisor Resource Council
  Gretna, LA
  Dallas, TX
• 2015-06-17 → 2018-08-02
  Level Four Advisory Services
  Gretna, LA
  Dallas, TX
• 2012-10-01 → 2015-06-17
  J.P. Morgan Securities Llc
  Gretna, LA
• 2009-12-17 → 2012-10-01
  Chase Investment Services Corp.
  New Orleans, LA
  Harvey, LA
  Gretna, LA
• 2009-03-13 → 2009-08-20
  Wells Fargo Clearing Services, Llc
  Metairie, LA

Other Businesses

1. 06/05/2015 - Level Four Insurance Serviecs, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 6/1/2015 - Time Spent 5% 2. 06/05/2015 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2015 - Time Spent 100% 3. 11/11/2015 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/5/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading 4. 03/05/2016 - Aubin Investments LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 7/1/2015 - 2 Hours Per Month/ 0 Hours During Securities Trading 5. 03/09/2018 - Backnine Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 3/6/2018 - 2 Hours Per Month/ 2 Hours During Securities Trading 6. 10/11/2019 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 1/1/2020 - 120 Hours Per Month/ 120 Hours During Securities Trading 7. 10/11/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 1/1/2020 - 120 Hours Per Month/ 120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 05/31/2023 - Second Line Capital LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/18/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Second Line Capital LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-24

Other Names

• Tim Aubin