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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-09
NJ RA APPROVED 2023-11-21
PA RA APPROVED 2023-05-08
  • VA RA
    APPROVED
    Since 2024-07-09
  • NJ RA
    APPROVED
    Since 2023-11-21
  • PA RA
    APPROVED
    Since 2023-05-08

Branch Locations

2540 South 24Th St, Philadelphia, PA 19145 • United States

2001 S. Broad St Mailstop: 19B-0100, Philadelphia, PA 19148 • United States

2900 Island Ave, Philadelphia, PA 19153 • United States

330 W Oregon Ave Mailstop: 19B-0076, Philadelphia, PA 19148 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

134 South 34Th Street Mailstop: 19B-0035, Philadelphia, PA 19104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Investment Financial Services, Llc Radnor PA 06/2013 04/2018
Andrew Garrett, Inc Ny NY 05/2018 12/2021
Cordasco Financial Network, Inc. Naples FL 04/2018 12/2021
Unemployed Philadelphia PA 12/2021 04/2022
Certior Financial - Kantor Financial Group King Of Prussia PA 04/2022 03/2023
Citizens Securities, Inc. Philadelphia PA 04/2023 Present
  • 06/2013 → 04/2018
    Hartford Investment Financial Services, Llc
    Radnor, PA
  • 05/2018 → 12/2021
    Andrew Garrett, Inc
    Ny, NY
  • 04/2018 → 12/2021
    Cordasco Financial Network, Inc.
    Naples, FL
  • 12/2021 → 04/2022
    Unemployed
    Philadelphia, PA
  • 04/2022 → 03/2023
    Certior Financial - Kantor Financial Group
    King Of Prussia, PA
  • 04/2023 → Present
    Philadelphia, PA
Previous Registrations
  • 2018-05-18 → 2021-12-15
    Cordasco Financial Network, Inc.
    Naples, FL
    Philadelphia, PA
    Southampton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-13
S63 Uniform Securities Agent State Law Examination 2007-12-13
  • S66 Uniform Combined State Law Examination
    2023-07-13
  • S63 Uniform Securities Agent State Law Examination
    2007-12-13

View on SEC IAPD

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