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Matthew Alan Harris

Hilltop Securities Asset Management, LLC

Dallas, TX

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Current Employers
Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-03
TX RA APPROVED 2025-02-12
  • FL RA
    APPROVED
    Since 2025-06-03
  • TX RA
    APPROVED
    Since 2025-02-12

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Baker Group Austin TX 02/2007 01/2024
Hilltop Securities Inc. Austin TX 01/2024 Present
  • 02/2007 → 01/2024
    The Baker Group
    Austin, TX
  • 01/2024 → Present
    Hilltop Securities Inc.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
S63 Uniform Securities Agent State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2025-06-25
  • S63 Uniform Securities Agent State Law Examination
    2024-03-15
Designations

View on SEC IAPD

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