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James Joseph Powers

Fifth Third Securities, Inc.

Pickerington, OH

Westerville, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-03
OH RA APPROVED 2013-11-26
  • TX RA
    APPROVED_RES
    Since 2026-02-03
  • OH RA
    APPROVED
    Since 2013-11-26

Branch Locations

1010 Old Diley Road, Pickerington, OH 43147 • United States

5960 North Hamilton Rd, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Columbus OH 04/2010 Present
Fifth Third Securities Columbus OH 04/2010 Present
  • 04/2010 → Present
    Fifth Third
    Columbus, OH
  • 04/2010 → Present
    Fifth Third Securities
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-25
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S66 Uniform Combined State Law Examination
    2013-11-25
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14

View on SEC IAPD

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Other Offices

PERSONAL FINANCIAL ADVISORS, INC. · PICKERINGTON, OH
ALLSTATE FINANCIAL ADVISORS, LLC · Pickerington, OH
ARCADIA FINANCIAL PARTNERS, LLC · PICKERINGTON, OH
EDWARD JONES · PICKERINGTON, OH
EDWARD JONES · PICKERINGTON, OH
OPPENHEIMER & CO. INC. · PICKERINGTON, OH
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