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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2007 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2007 | Present |
OUR LADY OF MERCY, KNIGHTS OF COLUMBUS, HICKSVILLE, NY MEMBER 01/03,2011, 4 HRS/MO, Not investment related. Name: YahCopia LLC, Role: Owner, Bread route delivery and stocking of stores. Address: 4637 Mt Willing Rd Batesburg, SC 29006 Start Date: 5/27/2026 Relationship: Owner Hours: 5 per month, not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-15 |
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