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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Naperville IL 06/2007 Present
Prudential Insurance Company Of America Naperville IL 07/2007 Present
Lpl Enterprise, Llc Naperville IL 11/2024 Present
Previous Registrations
  • 2008-03-17 → 2024-11-14
    New York, NY
    White Plains, NY
    North Bethesda, MD
    Downers Grove, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Downers Grove, IL
Other Businesses

Rental Property~9s330 Skylane Drive, Naperville, IL 60564~Hanger rental~N~Propery Owner~11/15/2016~0 hrs/mo~0 trading hrs/mo AMERICAN REPUBLIC INSURANCE SERVICES POSITION: Medicare Consultant NATURE: Healthcare and Social Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/19/2020 ADDRESS: 601 6th Ave, Des Moine IA 50309, United States DESCRIPTION: Education to public regarding Medicare Basics and health insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-30
S63 Uniform Securities Agent State Law Examination 2001-11-12
  • S65 Uniform Investment Adviser Law Examination
    2007-11-30
  • S63 Uniform Securities Agent State Law Examination
    2001-11-12
Designations
Other Names
  • Lynda Joan Felling

View on SEC IAPD

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