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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| NH | RA | APPROVED | 2009-05-04 |
Branch Locations
45 South Main Street Suite 200, Concord, NH 03301 • United States
Bow, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Manchester | NH | 04/2009 | Present |
JUMPSTART COALITION (NH); ADDRESS: 51 JEFFERSON DR HILLSBOROUGH, NH 03244; BUSINESS DESCRIPTION: PROMOTES FINANCIAL LITERACY OF YOUNG ADULTS; NOT INVESTMENT RELATED; START DATE: 09/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: ASSIST WITH FACILITATION EDUCATION EVENTS FOR STUDENTS, PARENTS, AND TEACHERS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-19 |
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