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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-16 |
Branch Locations
1550 N Gilbert Rd, Gilbert, AZ 85234 • United States
2020 S Alma School Rd, Chandler, AZ 85286 • United States
3045 East Riggs Road, Chandler, AZ 85249 • United States
2050 E Williams Field Rd Ste 101, Gilbert, AZ 85295 • United States
7605 South Mcclintock Drive, Tempe, AZ 85284 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2012 | 05/2020 |
| Self | Mesa | AZ | 05/2015 | 12/2017 |
| Jpmorgan Chase Bank, N.A | Scottsdale | AZ | 03/2012 | 05/2020 |
| Bancwest Investment Services | Tempe | AZ | 06/2020 | 11/2021 |
| Bancwest Investment Services, Inc. | Tempe | AZ | 06/2020 | 11/2021 |
| Charles Schwab & Co., Iinc. | Phoenix | AZ | 11/2021 | 11/2023 |
| Charles Schwab Bank Ssb | Phoenix | AZ | 11/2021 | 11/2023 |
| Pnc Investments Llc | Chandler | AZ | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-10 |
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