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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-19
LA RA APPROVED 2016-08-22
  • TX RA
    APPROVED_RES
    Since 2018-12-19
  • LA RA
    APPROVED
    Since 2016-08-22

Branch Locations

3351 Severn Ave Ste 304, Metairie, LA 70002-7408 • United States

Mandeville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 11/2007 03/2020
Ameriprise Financial Services, Llc Metairie LA 03/2020 Present
Other Businesses

Business Ownership; 5 Stone Holdings LLC; Member; Operations management; 664 Corporate Blvd, , Houma, LA, 70360; Not Investment-Related; 09/21/2022; 1 to 9 hours per month; 1 to 9 during trading hours / 5 Stone Properties LLC; Member; Real Estate management; 664 Corporate Dr, , Houma, LA, 70360; Not Investment-Related; 07/14/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Titan Touchdown Club; Treasurer; PO Box 8582, , Mandeville, LA, 70470; Not Investment-Related; 04/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-12
  • S66 Uniform Combined State Law Examination
    2016-07-12
Other Names
  • Tim John Sandman
  • Tim John Sandman

View on SEC IAPD

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