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Caitlyn Creed

Wells Fargo Advisors Financial Network, LLC

Waukesha , WI

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-01
WI RA APPROVED 2025-08-01
  • TX RA
    APPROVED
    Since 2025-08-01
  • WI RA
    APPROVED
    Since 2025-08-01

Branch Locations

20800 Swenson Dr Suite 210 [Satellite], Waukesha , WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Milwaukee WI 10/2014 11/2016
Wells Fargo Clearing Services, Llc Milwaukee WI 11/2016 08/2025
Wells Fargo Advisors Financial Network, Llc Waukesha WI 08/2025 Present
Previous Registrations
  • 2014-10-17 → 2025-08-01
    Wells Fargo Clearing Services, Llc
    Milwaukee, WI
    Menomonee Falls, WI
    Chicago, IL
    Waukesha, WI
    Milwaukee, WI
    Madison, WI
    Milwaukee, WI
    Mequon, WI
  • 2012-05-04 → 2014-10-10
    Waddell & Reed
    Waukesha, WI
Other Businesses

NOTARY; NOT INV RELATED;CHATSWORTH,CA; NOTARIES; NOTARY; START DATE: 07/22/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-03
  • S66 Uniform Combined State Law Examination
    2012-05-03
Other Names
  • Caitlyn Marie Rossebo

View on SEC IAPD

Other Firms

DANA INVESTMENT ADVISORS INC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WORLD INVESTMENT ADVISORS, LLC
OSAIC WEALTH, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Waukesha, WI

More in Waukesha, WI

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