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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-03-17
  • PA RA
    APPROVED
    Since 2016-03-17

Branch Locations

222 Blue Course Dr, State College, PA 16803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc State College PA 10/2015 Present
King Wealth Strategies, Llc State College PA 08/2015 Present
Raymond James Financial Services Advisors, Nc. State College PA 03/2016 Present
  • 10/2015 → Present
    Raymond James Financial Services, Inc
    State College, PA
  • 08/2015 → Present
    King Wealth Strategies, Llc
    State College, PA
  • 03/2016 → Present
    Raymond James Financial Services Advisors, Nc.
    State College, PA
Previous Registrations
Other Businesses

(1)Name of Business: King Financial Partners Address: 222 Blue Course Dr, State College, PA, 16803, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Branch Professional (2)Name of Business: King Wealth Strategies LLC Address: 222 Blue Course Drive, State College, PA, 16803, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/24/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Branch Professional

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2007-12-10
Other Names
  • Tina Marie Leap

View on SEC IAPD

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