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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-22
NY RA APPROVED 2023-09-29
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • NY RA
    APPROVED
    Since 2023-09-29

Branch Locations

6800 Pittsford-Palmyra Road Suite 250, Fairport, NY 14425 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

170 Franklin Street, Dansville, NY 14437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Professional Advisors Fairport NY 10/2007 09/2023
Ameritas Investment Corp. Lincoln NE 01/2008 09/2023
North Country Consulting Watertown NY 10/2007 09/2023
Ameritas Life Insurance Lincoln NE 01/2008 09/2023
Ameritas Life Insurance Corp Of New York New York NY 11/2007 09/2023
Ameritas Advisory Services, Llc Lincoln NE 11/2021 09/2023
J.W. Cole Advisors, Inc. Tampa FL 09/2023 Present
J.W. Cole Financial, Inc. Tampa FL 09/2023 Present
Pechler Land Company, Llc Farmington NY 04/2026 Present
  • 10/2007 → 09/2023
    United Professional Advisors
    Fairport, NY
  • 01/2008 → 09/2023
    Ameritas Investment Corp.
    Lincoln, NE
  • 10/2007 → 09/2023
    North Country Consulting
    Watertown, NY
  • 01/2008 → 09/2023
    Ameritas Life Insurance
    Lincoln, NE
  • 11/2007 → 09/2023
    Ameritas Life Insurance Corp Of New York
    New York, NY
  • 11/2021 → 09/2023
    Lincoln, NE
  • 09/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 09/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 04/2026 → Present
    Pechler Land Company, Llc
    Farmington, NY
Previous Registrations
  • 2021-11-01 → 2023-10-18
    Fairport, NY
  • 2008-05-01 → 2021-11-01
    Ameritas Investment Company, Llc
    Fairport, NY
    Lincoln, NE
    Freeport, NY
Other Businesses

(1) Lifetime Planning, Inc.; DBA; 6800 Pittsford-Palmyra Road, Suite 250, Fairport NY 14450; Financial Planning; Owner; Manage operations and employees; Start 1/2017; 20 hrs./mo., 0 during trading. (2) Fixed Insurance; 6800 Pittsford-Palmyra Road, Suite 250, Fairport NY 14450; Fixed Insurance Sales; Salesperson; Advise clients on purchase of fixed life, annuity, disability & LTC; Start 10/2014; 10 hrs./mo., 0 during trading. 3) Pechler Land Company, LLC; Not Investment Related; 452 Bowerman Rd, Farmington, NY 14425; Land leasing for agriculture; General Partner; 4/2026; 1 hr/mo during trading hrs; Manage lease agreements with agriculture tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-22
  • S66 Uniform Combined State Law Examination
    2008-04-22
Other Names
  • Arnold Pechler

View on SEC IAPD

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