Henry David Jeng

Wells Fargo Clearing Services, LLC

Claim This Profile

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2008-02-04

MD RA
APPROVED

Since 2008-02-04

Branch Locations

400 Constant Friendship Blvd, Abingdon, MD 21009 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Abingdon	MD	07/2011	Present
Wells Fargo Advisors Llc	Abingdon	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Abingdon	MD	11/2016	Present

07/2011 → Present

Wachovia Bank, N.A.

Abingdon, MD
05/2009 → 11/2016

Wells Fargo Advisors Llc

Abingdon, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Abingdon, MD

Other Businesses

UBER DRIVER; NON-INV RELATED; FOREST HILL, MD; RIDESHARING SERVICE; START: 6/6/15; 80 HRS/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-01
S63	Uniform Securities Agent State Law Examination	2008-01-18

S65 Uniform Investment Adviser Law Examination

2008-02-01
S63 Uniform Securities Agent State Law Examination

2008-01-18

Other Names

Hank David Jeng
Henry Jeng

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

FIRST COMMAND ADVISORY SERVICES

CHESAPEAKE CAPITAL MANAGEMENT, LLC

FOUNDERS FINANCIAL SECURITIES LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

Christian Bernard Backus

Taylor H Currie

ANDREA NOEL KIRK

Nicholas Joseph Cuchna

DANALICIA SHALANA CHARLES

Aaron Michael Stephenson

DAVID SEAN ODEA

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ABINGDON, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Abingdon, MD

EDWARD JONES · BEL AIR, MD

EDWARD JONES · Bel Air, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · Bel Air, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · bel air, MD

FIRST COMMAND ADVISORY SERVICES · Belcamp, MD

CHESAPEAKE CAPITAL MANAGEMENT, LLC · BELCAMP, MD

More in Abingdon, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor