Amanda Rae R Brigham

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2008-06-04

TN RA
APPROVED

Since 2008-06-04

Branch Locations

Lebanon, TN • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Cookeville	TN	10/2007	Present

10/2007 → Present

Ubs Financial Services

Cookeville, TN

Other Businesses

1) NAME OF OTHER BUSINESS: Cool Beans Coffee / INVESTMENT RELATED?: No / ADDRESS: 158 Slaters Drive, lebanon TN / NATURE OF THE BUSINESS: The business is a mobile barista stand that serves coffee at weddings and a small cafe within an event venue./ POSITION: / DUTIES: I will be a barista at weddings when they are booked and need assistance./ START DATE: 09/30/2022 / HOURS DEVOTED TO BUSINESS: N/A 2)Uber/ Description -ridesharing/ Role - drive my vehicle for ridesharing/ Comp - Yes 3) Lyft/ Description - ridesharing/ Role - Drive my vehicle for ridesharing/ Comp - Yes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-03

S66 Uniform Combined State Law Examination

2008-06-03

Other Names

Mandy Murguia
Amanda Brigham
Mandy Brigham
Amanda Murguia
Amanda R Walsh

View on SEC IAPD