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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-22
NY RA APPROVED 2022-09-21
TX RA APPROVED 2022-09-21
  • NJ RA
    APPROVED
    Since 2022-09-22
  • NY RA
    APPROVED
    Since 2022-09-21
  • TX RA
    APPROVED
    Since 2022-09-21

Branch Locations

2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Jersey City NJ 12/2014 11/2019
E*Trade Capital Management Llc Jersey City NJ 12/2014 11/2019
E*Trade Securities Llc Scarsdale NY 11/2019 02/2020
E*Trade Capital Management Llc Scarsdale NY 11/2019 02/2020
E*Trade Securities Llc Scarsdale NY 02/2020 01/2021
E*Trade Capital Management Llc Scarsdale NY 02/2020 01/2021
E*Trade Securities Llc Purchase NY 01/2021 09/2022
E*Trade Capital Management Llc Purchase NY 01/2021 09/2022
Morgan Stanley Purchase NY 09/2022 Present
Morgan Stanley Private Bank, N.A New York NY 12/2022 Present
  • 12/2014 → 11/2019
    E*Trade Securities Llc
    Jersey City, NJ
  • 12/2014 → 11/2019
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 11/2019 → 02/2020
    E*Trade Securities Llc
    Scarsdale, NY
  • 11/2019 → 02/2020
    E*Trade Capital Management Llc
    Scarsdale, NY
  • 02/2020 → 01/2021
    E*Trade Securities Llc
    Scarsdale, NY
  • 02/2020 → 01/2021
    E*Trade Capital Management Llc
    Scarsdale, NY
  • 01/2021 → 09/2022
    E*Trade Securities Llc
    Purchase, NY
  • 01/2021 → 09/2022
    E*Trade Capital Management Llc
    Purchase, NY
  • 09/2022 → Present
    Purchase, NY
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2010-02-18 → 2022-09-30
    Harrisdirect Llc
    Arlington, VA
    Jersey City, NJ
    Purchase, NY
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-17
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S66 Uniform Combined State Law Examination
    2010-02-17
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11

View on SEC IAPD

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