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Current Employers
Gfn Capital Management

300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-15
  • TX RA
    APPROVED
    Since 2009-06-15

Branch Locations

300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glazer Financial Network Dallas TX 03/2002 Present
Kovack Securities, Inc Ft. Laud. FL 10/2008 Present
Glazer Capital Management, Llc Dba Gfn Capital Management Dallas TX 06/2009 Present
  • 03/2002 → Present
    Glazer Financial Network
    Dallas, TX
  • 10/2008 → Present
    Kovack Securities, Inc
    Ft. Laud., FL
  • 06/2009 → Present
    Glazer Capital Management, Llc Dba Gfn Capital Management
    Dallas, TX
Other Businesses

1) DBA: GLAZER FINANCIAL NETWORK - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MAIN COMPANY FOR MARKETING, SALES ,COLLECTS FEES FOR ACCOUNTING AND PENSION, SALES, 50% OF TIME SPENT. 2) GLAZER CAPITAL MANAGEMENT DBA GFN CAPITAL MANAGEMENT - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MARKETS & COLLECTS FEES FOR RIA BUSINESS, INVESTMENT ADVISOR REPRESENTATIVE,SALES, 35% OF TIME SPENT. 3) THE PENSION SPECIALISTS, INC. - A DIVISION OF GLAZER FINANCIAL NETWORK, SALES, MARKETS FOR PENSION ADMINISTRATION, 10% OF TIME SPENT, COMPENSATED THROUGH MLW FINANCIAL. 4) MLW FINANCIAL, INC. - 3501 TRINITY LANE PLANO, TX 75075, COLLECT FEES, NO MARKETING OR SALES, LESS THAN 1% OF TIME SPENT. 5) BAM FINANCIAL, INC. - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, OFFICER OF CORPORATION, CORPORATION SET UP FOR TAX PURPOSES AND ASSET PROTECTION, 1% OF TIME SPENT. 6) QAZ FINANCIAL, LLC - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, BAM FINANCIAL, INC. IS A MEMBER, SET UP FOR ASSET PROTECTION AND INCOME FLOW THROUGH, 1% OF TIME SPENT. 7) DOCTORS RESOURCE SERVICE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; IT IS A DBA OF GLAZER FINANCIAL NETWORK FOR MARKETING TO PHYSICIANS; INVESTMENT RELATED; SALESMAN; SALES; 1% OF TIME SPENT 8) FIXED INSURANCE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; SALES AGENT; SELLING FIXED INSURANCE; NON INVESTMENT-RELATED ACTIVTY; 5% OF TIME SPENT ON ACTIVITY 9) GRASSROOTS US SOCCER REFEREE - 9136 LIBERTY CROSSING DRIVE, DALLAS, TX; NON-INVESTMENT RELATED; YOUTH SOCCER REFEREE; REFEREE; 5% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
  • S66 Uniform Combined State Law Examination
    2008-12-08

View on SEC IAPD

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