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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-25
GA RA APPROVED 2015-07-07
  • TX RA
    APPROVED
    Since 2020-02-25
  • GA RA
    APPROVED
    Since 2015-07-07

Branch Locations

33 Bull Street Suite 200, Savannah, GA 31401 • United States

15 Lake Street Suite 140, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Savannah GA 07/2015 Present
Previous Registrations
  • 2010-01-22 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2008-05-14 → 2009-12-21
    Waddell & Reed
    Atlanta, GA
Other Businesses

1. Amazon KDP Publishing Services; 1 Greatcoat Lane Savannah GA 31411; Publishing and Selling a personal children's book based on my son; Childrens Picture Book; Author of Story; 10/16/2023; 1.00hr/week; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-08
  • S66 Uniform Combined State Law Examination
    2008-05-08
Designations
Other Names
  • Chris Harris Lane

View on SEC IAPD

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