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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-02-20
  • SC RA
    APPROVED
    Since 2025-02-20

Branch Locations

359 South Pine Street, Spartanburg, SC 29302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Spartanburg SC 02/2011 02/2025
Kyle Atkins Financial Group Spartanburg SC 12/2010 Present
Cetera Wealth Services, Llc Spartanburg SC 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 02/2011 → 02/2025
    Concourse Financial Group Securities Inc
    Spartanburg, SC
  • 12/2010 → Present
    Kyle Atkins Financial Group
    Spartanburg, SC
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Spartanburg, SC
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-03-19 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Spartanburg, SC
    Birmingham, AL
Other Businesses

KYLE ATKINS FINANCIAL GROUP; Investment Related; 359 South Pine Street, Spartanburg, SC 29330; Insurance; Sales and Support / Employee; Start Date 11/2010; 150 hours per month, more or less, with most hours per month occurring during trading hours; Sales and Administration Support related duties. Day to day client interactions, insurance product solicitation, sells and service, insurance quote preparation, and provide support to licensed industry professionals in our office. >> INSURANCE; Investment Related; 359 S Pine Street, Spartanburg, SC 29302; Insurance; Vice President of Operations; Start Date 11/2010; 60 hours per month with the majority of those hours occurring during trading hours; Day to day client interactions, insurance product solicitation, sells and service, insurance quote preparation, and provide support to licensed industry professionals in our office.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-19
S63 Uniform Securities Agent State Law Examination 2011-04-27
  • S65 Uniform Investment Adviser Law Examination
    2024-03-19
  • S63 Uniform Securities Agent State Law Examination
    2011-04-27

View on SEC IAPD

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